home *** CD-ROM | disk | FTP | other *** search
- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 90-857
- --------
- MARC GILBERT DOGGETT, PETITIONER v. UNITED
- STATES
- on writ of certiorari to the united states court of
- appeals for the eleventh circuit
- [June 24, 1992]
-
- Justice Souter delivered the opinion of the Court.
- In this case we consider whether the delay of 8- years
- between petitioner's indictment and arrest violated his
- Sixth Amendment right to a speedy trial. We hold that it
- did.
- I
- On February 22, 1980, petitioner Marc Doggett was
- indicted for conspiring with several others to import and
- distribute cocaine. See 84 Stat. 1265, 1291, as amended, 21
- U. S. C. 846, 963. Douglas Driver, the Drug Enforcement
- Administration's principal agent investigating the conspir-
- acy, told the United States Marshal's Service that the DEA
- would oversee the apprehension of Doggett and his confed-
- erates. On March 18, 1980, two police officers set out under
- Driver's orders to arrest Doggett at his parents' house in
- Raleigh, North Carolina, only to find that he was not there.
- His mother told the officers that he had left for Colombia
- four days earlier.
- To catch Doggett on his return to the United States,
- Driver sent word of his outstanding arrest warrant to all
- United States Customs stations and to a number of law
- enforcement organizations. He also placed Doggett's name
- in the Treasury Enforcement Communication System
- (TECS), a computer network that helps Customs agents
- screen people entering the country, and in the National
- Crime Information Center computer system, which serves
- similar ends. The TECS entry expired that September,
- however, and Doggett's name vanished from the system.
- In September 1981, Driver found out that Doggett was
- under arrest on drug charges in Panama and, thinking that
- a formal extradition request would be futile, simply asked
- Panama to -expel- Doggett to the United States. Although
- the Panamanian authorities promised to comply when their
- own proceedings had run their course, they freed Doggett
- the following July and let him go to Colombia, where he
- stayed with an aunt for several months. On September 25,
- 1982, he passed unhindered through Customs in New York
- City and settled down in Virginia. Since his return to the
- United States, he has married, earned a college degree,
- found a steady job as a computer operations manager, lived
- openly under his own name, and stayed within the law.
- Doggett's travels abroad had not wholly escaped the
- Government's notice, however. In 1982, the American
- Embassy in Panama told the State Department of his
- departure to Colombia, but that information, for whatever
- reason, eluded the DEA, and Agent Driver assumed for
- several years that his quarry was still serving time in a
- Panamanian prison. Driver never asked DEA officials in
- Panama to check into Doggett's status, and only after his
- own fortuitous assignment to that country in 1985 did he
- discover Doggett's departure for Colombia. Driver then
- simply assumed Doggett had settled there, and he made no
- effort to find out for sure or to track Doggett down, either
- abroad or in the United States. Thus Doggett remained lost
- to the American criminal justice system until September
- 1988, when the Marshal's Service ran a simple credit check
- on several thousand people subject to outstanding arrest
- warrants and, within minutes, found out where Doggett
- lived and worked. On September 5, 1988, nearly 6 years
- after his return to the United States and 8- years after his
- indictment, Doggett was arrested.
- He naturally moved to dismiss the indictment, arguing
- that the Government's failure to prosecute him earlier
- violated his Sixth Amendment right to a speedy trial. The
- Federal Magistrate hearing his motion applied the criteria
- for assessing speedy trial claims set out in Barker v. Wingo,
- 407 U. S. 514 (1972): -[l]ength of delay, the reason for the
- delay, the defendant's assertion of his right, and prejudice
- to the defendant.- Id., at 530 (footnote omitted). The
- Magistrate found that the delay between Doggett's indict-
- ment and arrest was long enough to be -presumptively
- prejudicial,- Magistrate's Report, reprinted at App. to Pet.
- for Cert. 27-28, that the delay -clearly [was] attributable to
- the negligence of the government,- id., at 39, and that
- Doggett could not be faulted for any delay in asserting his
- right to a speedy trial, there being no evidence that he had
- known of the charges against him until his arrest, id., at
- 42-44. The Magistrate also found, however, that Doggett
- had made no affirmative showing that the delay had
- impaired his ability to mount a successful defense or had
- otherwise prejudiced him. In his recommendation to the
- District Court, the Magistrate contended that this failure to
- demonstrate particular prejudice sufficed to defeat Doggett's
- speedy trial claim.
- The District Court took the recommendation and denied
- Doggett's motion. Doggett then entered a conditional guilty
- plea under Federal Rule of Criminal Procedure 11(a)(2),
- expressly reserving the right to appeal his ensuing convic-
- tion on the speedy trial claim.
- A split panel of the Court of Appeals affirmed. 906 F. 2d
- 573 (CA11 1990). Following Circuit precedent, see Ring-
- staff v. Howard, 885 F. 2d 1542 (CA11 1989) (en banc), the
- court ruled that Doggett could prevail only by proving
- -actual prejudice- or by establishing that -the first three
- Barker factors weigh[ed] heavily in his favor.- 906 F. 2d, at
- 582. The majority agreed with the Magistrate that Doggett
- had not shown actual prejudice, and, attributing the
- Government's delay to -negligence- rather than -bad faith,-
- id., at 578-579, it concluded that Barker's first three factors
- did not weigh so heavily against the Government as to
- make proof of specific prejudice unnecessary. Judge Clark
- dissented, arguing, among other things, that the majority
- had placed undue emphasis on Doggett's inability to prove
- actual prejudice.
- We granted Doggett's petition for certiorari, 498 U. S. ---
- (1991), and now reverse.
- II
- The Sixth Amendment guarantees that, -[i]n all criminal
- prosecutions, the accused shall enjoy the right to a
- speedy . . . trial . . . .- On its face, the Speedy Trial Clause
- is written with such breadth that, taken literally, it would
- forbid the government to delay the trial of an -accused- for
- any reason at all. Our cases, however, have qualified the
- literal sweep of the provision by specifically recognizing the
- relevance of four separate enquiries: whether delay before
- trial was uncommonly long, whether the government or the
- criminal defendant is more to blame for that delay, wheth-
- er, in due course, the defendant asserted his right to a
- speedy trial, and whether he suffered prejudice as the
- delay's result. See Barker, supra, at 530.
- The first of these is actually a double enquiry. Simply to
- trigger a speedy trial analysis, an accused must allege that
- the interval between accusation and trial has crossed the
- threshold dividing ordinary from -presumptively prejudi-
- cial- delay, 470 U. S., at 530-531, since, by definition, he
- cannot complain that the government has denied him a
- -speedy- trial if it has, in fact, prosecuted his case with
- customary promptness. If the accused makes this showing,
- the court must then consider, as one factor among several,
- the extent to which the delay stretches beyond the bare
- minimum needed to trigger judicial examination of the
- claim. See id., at 533-534. This latter enquiry is signifi-
- cant to the speedy trial analysis because, as we discuss
- below, the presumption that pretrial delay has prejudiced
- the accused intensifies over time. In this case, the extraor-
- dinary 8- year lag between Doggett's indictment and
- arrest clearly suffices to trigger the speedy trial enquiry;
- its further significance within that enquiry will be dealt
- with later.
- As for Barker's second criterion, the Government claims
- to have sought Doggett with diligence. The findings of the
- courts below are to the contrary, however, and we review
- trial court determinations of negligence with considerable
- deference. See Cooter & Gell v. Hartmarx Corp., 496 U. S.
- 384, 402 (1990); McAllister v. United States, 348 U. S. 19,
- 20-22 (1954); 9 C. Wright & A. Miller, Federal Practice and
- Procedure 2590 (1971). The Government gives us nothing
- to gainsay the findings that have come up to us, and we see
- nothing fatal to them in the record. For six years, the
- Government's investigators made no serious effort to test
- their progressively more questionable assumption that
- Doggett was living abroad, and, had they done so, they
- could have found him within minutes. While the Govern-
- ment's lethargy may have reflected no more than Doggett's
- relative unimportance in the world of drug trafficking, it
- was still findable negligence, and the finding stands.
- The Government goes against the record again in
- suggesting that Doggett knew of his indictment years before
- he was arrested. Were this true, Barker's third factor, con-
- cerning invocation of the right to a speedy trial, would be
- weighed heavily against him. But here again, the Govern-
- ment is trying to revisit the facts. At the hearing on
- Doggett's speedy trial motion, it introduced no evidence
- challenging the testimony of Doggett's wife, who said that
- she did not know of the charges until his arrest, and of his
- mother, who claimed not to have told him or anyone else
- that the police had come looking for him. From this the
- Magistrate implicitly concluded, Magistrate's Report, re-
- printed at App. to Pet. for Cert. 42-44, and the Court of
- Appeals expressly reaffirmed, 906 F. 2d, at 579-580, that
- Doggett had won the evidentiary battle on this point. Not
- only that, but in the factual basis supporting Doggett's
- guilty plea, the Government explicitly conceded that it had
- -no information that Doggett was aware of the indict-
- ment before he left the United States in March 1980, or
- prior to his arrest. His mother testified at the suppres-
- sion hearing that she never told him, and Barnes and
- Riddle [Doggett's confederates] state they did not have
- contact with him after their arrest [in 1980].- 2
- Record, Exh. 63, p. 2.
- While one of the Government's lawyers later expressed
- amazement that -that particular stipulation is in the
- factual basis,- Tr. 13 (March 31, 1989), he could not make
- it go away, and the trial and appellate courts were entitled
- to accept the defense's unrebutted and largely substantiated
- claim of Doggett's ignorance. Thus, Doggett is not to be
- taxed for invoking his speedy trial right only after his
- arrest.
- III
- The Government is left, then, with its principal conten-
- tion: that Doggett fails to make out a successful speedy trial
- claim because he has not shown precisely how he was
- prejudiced by the delay between his indictment and trial.
- A
- We have observed in prior cases that unreasonable delay
- between formal accusation and trial threatens to produce
- more than one sort of harm, including -oppressive pretrial
- incarceration,- -anxiety and concern of the accused,- and
- -the possibility that the [accused's] defense will be im-
- paired- by dimming memories and loss of exculpatory
- evidence. Barker, 407 U. S., at 532; see also Smith v.
- Hooey, 393 U. S. 374, 377-379 (1969); United States v.
- Ewell, 383 U. S. 116, 120 (1966). Of these forms of preju-
- dice, -the most serious is the last, because the inability of
- a defendant adequately to prepare his case skews the
- fairness of the entire system.- 407 U. S., at 532. Doggett
- claims this kind of prejudice, and there is probably no other
- kind that he can claim, since he was subjected neither to
- pretrial detention nor, he has successfully contended, to
- awareness of unresolved charges against him.
- The Government answers Doggett's claim by citing
- language in three cases, United States v. Marion, 404 U. S.
- 307, 320-323 (1971), United States v. MacDonald, 456 U. S.
- 1, 8 (1982), and United States v. Loud Hawk, 474 U. S. 302,
- 312 (1986), for the proposition that the Speedy Trial Clause
- does not significantly protect a criminal defendant's interest
- in fair adjudication. In so arguing, the Government asks
- us, in effect, to read part of Barker right out of the law, and
- that we will not do. In context, the cited passages support
- nothing beyond the principle, which we have independently
- based on textual and historical grounds, see Marion, supra,
- at 313-320, that the Sixth Amendment right of the accused
- to a speedy trial has no application beyond the confines of
- a formal criminal prosecution. Once triggered by arrest,
- indictment, or other official accusation, however, the speedy
- trial enquiry must weigh the effect of delay on the accused's
- defense just as it has to weigh any other form of prejudice
- that Barker recognized. See Moore v. Arizona, 414 U. S.
- 25, 26-27, and n. 2 (1973); Barker, supra, at 532; Smith,
- supra, at 377-79; Ewell, supra, at 120.
- As an alternative to limiting Barker, the Government
- claims Doggett has failed to make any affirmative showing
- that the delay weakened his ability to raise specific defens-
- es, elicit specific testimony, or produce specific items of
- evidence. Though Doggett did indeed come up short in this
- respect, the Government's argument takes it only so far:
- consideration of prejudice is not limited to the specifically
- demonstrable, and, as it concedes, Brief for United States
- 28, n. 21; Tr. of Oral Arg. 28-34 (Feb. 24, 1992), affirmative
- proof of particularized prejudice is not essential to every
- speedy trial claim. See Moore, supra, at 26; Barker, supra,
- at 533. Barker explicitly recognized that impairment of
- one's defense is the most difficult form of speedy trial
- prejudice to prove because time's erosion of exculpatory
- evidence and testimony -can rarely be shown.- 407 U. S.,
- at 532. And though time can tilt the case against either
- side, see id., at 521; Loud Hawk, supra, at 315, one cannot
- generally be sure which of them it has prejudiced more
- severely. Thus, we generally have to recognize that
- excessive delay presumptively compromises the reliability
- of a trial in ways that neither party can prove or, for that
- matter, identify. While such presumptive prejudice cannot
- alone carry a Sixth Amendment claim without regard to the
- other Barker criteria, see Loud Hawk, supra, at 315, it is
- part of the mix of relevant facts, and its importance
- increases with the length of delay.
-
- B
- This brings us to an enquiry into the role that presump-
- tive prejudice should play in the disposition of Doggett's
- speedy trial claim. We begin with hypothetical and some-
- what easier cases and work our way to this one.
- Our speedy trial standards recognize that pretrial delay
- is often both inevitable and wholly justifiable. The govern-
- ment may need time to collect witnesses against the
- accused, oppose his pretrial motions, or, if he goes into
- hiding, track him down. We attach great weight to such
- considerations when balancing them against the costs of
- going forward with a trial whose probative accuracy the
- passage of time has begun by degrees to throw into ques-
- tion. See Loud Hawk, supra, at 315-317. Thus, in this
- case, if the Government had pursued Doggett with reason-
- able diligence from his indictment to his arrest, his speedy
- trial claim would fail. Indeed, that conclusion would
- generally follow as a matter of course however great the
- delay, so long as Doggett could not show specific prejudice
- to his defense.
- The Government concedes, on the other hand, that
- Doggett would prevail if he could show that the Govern-
- ment had intentionally held back in its prosecution of him
- to gain some impermissible advantage at trial. See Brief
- for United States, 28 n. 21; Tr. of Oral Arg. 28-34 (Feb. 24,
- 1992). That we cannot doubt. Barker stressed that official
- bad faith in causing delay will be weighed heavily against
- the government, 407 U. S., at 531, and a bad-faith delay the
- length of this negligent one would present an overwhelming
- case for dismissal.
- Between diligent prosecution and bad-faith delay, official
- negligence in bringing an accused to trial occupies the
- middle ground. While not compelling relief in every case
- where bad-faith delay would make relief virtually automat-
- ic, neither is negligence automatically tolerable simply
- because the accused cannot demonstrate exactly how it has
- prejudiced him. It was on this point that the Court of
- Appeals erred, and on the facts before us, it was reversible
- error.
- Barker made it clear that -different weights [are to be]
- assigned to different reasons- for delay. Ibid. Although
- negligence is obviously to be weighed more lightly than a
- deliberate intent to harm the accused's defense, it still falls
- on the wrong side of the divide between acceptable and
- unacceptable reasons for delaying a criminal prosecution
- once it has begun. And such is the nature of the prejudice
- presumed that the weight we assign to official negligence
- compounds over time as the presumption of evidentiary
- prejudice grows. Thus, our toleration of such negligence
- varies inversely with its protractedness, cf. Arizona v.
- Youngblood, 488 U. S. 51 (1988), and its consequent threat
- to the fairness of the accused's trial. Condoning prolonged
- and unjustifiable delays in prosecution would both penalize
- many defendants for the state's fault and simply encourage
- the government to gamble with the interests of criminal
- suspects assigned a low prosecutorial priority. The Govern-
- ment, indeed, can hardly complain too loudly, for persistent
- neglect in concluding a criminal prosecution indicates an
- uncommonly feeble interest in bringing an accused to
- justice; the more weight the Government attaches to
- securing a conviction, the harder it will try to get it.
- To be sure, to warrant granting relief, negligence unac-
- companied by particularized trial prejudice must have
- lasted longer than negligence demonstrably causing such
- prejudice. But even so, the Government's egregious persis-
- tence in failing to prosecute Doggett is clearly sufficient.
- The lag between Doggett's indictment and arrest was 8-
- years, and he would have faced trial 6 years earlier than he
- did but for the Government's inexcusable oversights. The
- portion of the delay attributable to the Government's
- negligence far exceeds the threshold needed to state a
- speedy trial claim; indeed, we have called shorter delays
- -extraordinary.- See Barker, supra, at 533. When the
- Government's negligence thus causes delay six times as
- long as that generally sufficient to trigger judicial review,
- see n. 1, supra, and when the presumption of prejudice,
- albeit unspecified, is neither extenuated, as by the defend-
- ant's acquiescence, e.g., id., at 534-536, nor persuasively
- rebutted, the defendant is entitled to relief.
-
- IV
- We reverse the judgment of the Court of Appeals and
- remand the case for proceedings consistent with this
- opinion.
- So ordered.
-